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Shield Risk Management

Shield Risk Management is a software that helps firms in the financial industry comply with regulations and manage risks. The platform focuses on market abuse, conduct risk, and trading compliance. Shield's AI-powered tools can monitor employee communications across multiple platforms for suspicious behavior and policy violations. By centralizing data from different sources, the platform offers comprehensive oversight of trading activities while providing real-time alerts to potential problems. In addition to its surveillance capabilities, Shield Risk Management also features reporting functions for regulatory agencies such as FINRA and the SEC.

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